Capital One Principal AML Supervisor Enhanced Due Diligence EDD 

United States, Virginia, Richmond 

916749944

West Creek 3 (12073), United States of America, Richmond, Virginia Principal AML Supervisor, Enhanced Due Diligence (EDD)

Job Description:

Responsibilities:

-Operational Management; supervise daily workflow, operational queues, and metrics

-Write and deliver performance reviews, including development action plans

-Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.

-Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations

-Report (verbally and written) potential findings to management in a timely manner

-Conduct, review, and evaluate findings using AML/KYC/CIP knowledge

-Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations

-Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills

Basic Qualifications:

-High School Diploma, GED or equivalent certification

-At least 3 years of Anti-Money Laundering (AML) experience

-At least 2 years of people management experience

Preferred Qualifications:

-Bachelor’s Degree

-4 years of AML experience within financial services industry

-3 years of people management experience

-1 year of process management experience

-Certified Anti-Money Laundering Specialist (CAMS) certification

New York City (Hybrid On-Site): $118,700 - $135,400 for AML Sr. Investigator IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.