In this role, you will:
- Lead and manage the CIB Front Line Compliance Risk Execution team
- Oversee the execution and enhancement of CIB’s centralized compliance risk programs, driving operational excellence and risk transformation initiatives
- Partner with CIB business leaders, COO’s, and Enterprise support partners to design and implement a front-line compliance risk framework that is integrated with the business strategy
- Act as a thought leader, identify risks, and proactively develop solutions to strengthen compliance oversight
- Provide strategic oversight execution on regulatory and policy requirements, including Reg W, Reg O, Reg K and other compliance programs ensuring adherence across CIB
- Serve as a key liaison between CIB and Enterprise Compliance functions
- Work with global partners and teams across APAC, EMEA, India and the US
- Lead cross-functional initiatives to streamline compliance risk programs
- Cultivate a culture of continuous improvements across the global team
Required Qualifications:
- 6+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 3+ years of Management or leadership experience
- 3+ years of experience as an acting leader in CIB as related to the business and or compliance functions supporting CIB
- 3+ years of experience driving large scale transformations with high impact across the three lines of defense
Desired Qualifications:
- Prior or existing Corporate & Investment Banking or related risk and compliance experience
- Experience operating at an Executive Director level, managing a team and leading with impact
- Ability to create relationships while navigating the regulatory, compliance and legal intricacies of working at a highly regulated business with multiple legal entities
- Strong communication skills and experience presenting to senior leaders
- A self-starter, with the ability to prioritize work and multi-task, meet deadlines, achieve goals and lead under tight deadlines in a dynamic and fast-paced environment
- Strong listening and communications skills with the ability to convey complex information and ideas simply and clearly
- Strong experience navigating a complex and large global banking organization
- Demonstrated experience around inclusivity in leading and the ability to bring along all key stakeholders into the strategy to ensure the business is operating within our risk framework
- Inquisitive and proactive mindset with the ability to think creatively to solve problems and anticipate potential questions and issues
Job Expectations:
- Ability to work nights, weekends, and/or holidays as needed or scheduled
- Ability to work outside of regular business hours
- Ability to travel up to 10% of the time
- Visa sponsorship is not available
Posting Location:
- 550 S Tryon St. - Charlotte, North Carolina 28202
15 Apr 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.