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Bank Of America Global Financial Crimes Third Party Oversight Manager United States, North Carolina, Charlotte 867675698
Job Description:
Job Description:
This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements.
The Global Financial Crimes Third Party Oversight Manager with the GFC Program and Policy Oversight team will design, implement and manage the Global Financial Crimes Third Party Oversight program, to include overseeing:
• Governance of GFC second line oversight of the financial crimes risks inherent in FLU/CF engagement of third parties.
• Governance to ensure GFC oversight of third parties is in place and effective, to ensure that day-to-day activities performed by third parties on behalf of GFC operate in a compliant manner.
Will lead remediation of regulatory findings and issues, manage and execute functional requirements, ensure adherence to internal/external regulations, and monitor program efficiency.
Responsibilities:
Advises and directs the development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders
Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders, directing the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as needed
Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers to identify and mitigate emerging risks
Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management/board level committees
Identifies, aggregates, reports, escalates, inspects, and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes
Reviews and challenges internal and external operational loss events, including the development of remediation plans to strengthen controls and providing oversight to ensure they are addressed appropriately
Skills:
Critical Thinking
Monitoring, Surveillance, and Testing
Regulatory Compliance
Risk Management
Coaching
Issue Management
Policies, Procedures, and Guidelines Management
Strategy Planning and Development
Written Communications
External Resource Management
Reporting
Talent Development
Required Qualifications
Minimum years of business and functional experience:7 years or more, preferably in Risk Management, Compliance, or related field in Financial Services
Education requirement: Bachelor’s Degree in related field or equivalent experience
Desired Qualifications
Experience in financial services and/or a related government entity
Certified Anti-Money Laundering Specialist (CAMS)
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