Citi Group Compl Governance Officer - C13 TAMPA 

United States, Florida, Tampa 

850691300

Responsibilities:

• Interacts with multiple Business units and is responsible for clearing and settlement of business
• Manages daily reconciliation of trades, positions, margins and cash versus the exchanges and carry brokers
• Supports daily margining and settlements with exchanges, carry broker and the firm’s clients
• Performs computation and segregation of clients’ funds
• Handles bank accounts reconciliation including investigation of any breaks
• Performs daily reconciliation of our firm’s sub-ledger, GMI to the firm’s general ledger and monthly proofing of GL balances
• Monitors margins and positions limits including escalation of any breaches
• Manages exchange and regulatory reporting. Daily/weekly/monthly management and control reporting
• Liaises with internal teams as well as exchange and clearing brokers to promptly resolve any trade breaks or exceptions
• Participates in documentation of business requirements and testing of new processes and systems
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6-10 years experience in Compliance and Control

Education:

• Bachelor’s/University degree, Master’s degree preferred

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Anticipated Posting Close Date:

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