מציאת משרת הייטק בחברות הטובות ביותר מעולם לא הייתה קלה יותר
Bank Of America Global Wealth Investments Attorney United States, New York, New York 839295036
26.07.2024
Job Description:
Job Description:
- Providing primary legal support to Merrill’s equities sales and trading business.
- Providing secondary legal support to Merrill’s fixed income sales and trading business and retail FX business.
- Advising the business on SEC, FINRA, MSRB and SRO rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to retail investor transactions (e.g., restricted stock sales, affiliate transactions, margin, securities lending, etc.).
- Counselling the business on disclosure, transaction reporting and best execution matters.
- Advising the business on regulatory matters pertaining to the above.
- Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization.
Skills:
- Interpret Relevant Laws, Rules, and Regulations
- Advisory
- Problem Solving
- Risk Management
- Stakeholder Management
- Influence
- Legal Drafting and Writing
- Regulatory Compliance
- Issue Management
- Mentoring
- Adaptability
- Legal Structures and Legal Forms
- Policies, Procedures, and Guidelines
- Drives Engagement
Qualifications:
- JD / LLB
- A minimum of 8 years of experience as a practicing attorney.
- Prior in-house experience is preferred.
- Detail-oriented with strong analytical and organizational skills.
- Critical thinker and an effective communicator who can collaborate with others.
- Willingness and ability to tackle new subject matters and develop new areas of expertise.
- Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment.
- Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations.
- In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting.
משרות נוספות שיכולות לעניין אותך
