Td Bank Senior Compliance Governance & Operations Analyst Canada, Ontario, Toronto 751200874
Job Description
Reporting to the Manager, CGA, the Manager ensures
regulatory compliance issuesare managed across the enterprise and are responsible for the development of activities/practices that govern and support the identification, management, monitoring, and reporting of issues.
Key accountabilities include:
Support updates to the Enterprise Regulatory Compliance Issues Management Procedures to ensure alignment with the Enterprise Issues Management Framework and Issues Management Standards
Become a MERLIN (eGRC) subject matter expert to provide support/assistance to Compliance Units in navigating the Issues Management workflow.
Conduct quality assurance and quality control activities to maintain data accuracy and data completeness.
Support QAQC and Data Quality Check activities, reaching out to Compliance Units to ensure timeliness of updates and escalation.
Support the closure of findings against the Compliance Issues Management Program.
Develop and support reporting of Compliance owned Issues to executives, senior business management partners/teams.
Develop proactive strategies, processes, and recommendations to senior leaders to manage regulatory compliance issues.
Support Regulatory Compliance Management activities, specifically the Global Chief Compliance Officer Opinion including the integration of the regulatory library and control mapping to Issues.
Support ad hoc transformation changes and projects/tasks as required.
Job Requirements
Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.
Excellent communication skills written and verbal skills.
Self-starter, ability to lead, plan, execute, and deliver under minimal supervision.
Knowledge of the Issues Management module in MERLIN a plus.
Proven relationship management skills and must be a strong team player.
Flexibility to quickly adapt to changing and ambiguous initiatives or requirements.
Ability to exercise sound judgment in making decisions. Demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
Must be highly organized and have excellent time management.
Creative in solutioning with a strong attention to detail.
Proficient in MS Office Applications.
Additional Information
Undergraduate or post graduate degree
A minimum of 4 years of relevant work experience (post-degree)
Must be available to travel to the Toronto office twice a week.
Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
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