Capital One Compliance Advisor Senior Manager - US Card Collections 

United States, Virginia, Arlington 

725936175

Center 1 (19052), United States of America, McLean, Virginia Compliance Advisor Senior Manager - US Card Collections

The Compliance Advisor Senior Manager supports the line of business by:

• Providing input on business regulatory requirements

• Providing guidance on business policies, standards, and procedures

• Developing and leading department training, as appropriate

• Providing compliance advice and effective challenge on complex projects

• Providing guidance on controls over regulatory requirements and line of business monitoring of those controls

• Performing targeted tests on lines of business controls and provide guidance on identified risks

Responsibilities:

• Identify potential internal and external risks relating to the lines of business initiatives and processes and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary

• Maintain subject matter expertise of applicable laws and regulations

• Perform and review control assessments executed by peers for accuracy and adherence to test procedures

• Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

• Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

• Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

• Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train

• Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls

• Conduct targeted validations and reviews on controls over applicable regulations

• Perform UDAAP validations and reviews

• Active involvement with compliance testing and third party compliance

• Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Participate in governance activities, including: Compliance Requirements, Compliance Risk Assessments, Business Change Management (LAUNCH), Issue and Event Management, and others

• Participate in reporting activities including Monthly Business Reviews, Quarterly Compliance Reviews and other reports used by Senior Leadership

• Flexibility to travel to various Capital One locations as necessary

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 6 years of experience working in financial services

• At least 3 years of experience in credit card operations, credit card servicing or credit card systems and platforms

Preferred Qualifications:

• 7+ years of experience in compliance, risk, legal or audit

• 3+ years of collections experience

• CRCM certification, or ACAMS certification or CIPP certification

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.