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Regular or Temporary:
English (Required)
1st shift (United States of America)This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within Capital Markets Operations. Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral processing. This role requires the ability to work in a fast paced environment, multi task with strong communication skills, and to enter data correctly and efficiently is essential. Additional responsibilities include internal coordination and to communicate with external clients as well as Technology, Compliance, Risk, Legal, Sales and Trading internal partners.
Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.
1. Process transactions as specifically required by job function and work independently to complete daily tasks within specified time parameters.3. Ensure functional procedures and controls are being followed and maintainedThe requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
1. BS/BA Degree, or equivalent education and related training or 5-8 years related experience
2. Understanding of Microsoft Office software, especially Excel. May be required to demonstrate proficiency
3. Excellent interpersonal, time management and problem solving skills
4. Demonstrated technical expertise of select capital markets products and technologies
1. Prior experience in bank or brokerage operations with ability to show increased level of responsibilities
2. Knowledge of brokerage systems and ability to demonstrate thorough knowledge of operational processing environment
3. FINRA Series 99 or 7
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