Capital One Compliance Tester III 

United States, Virginia, Richmond 

46980012

West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Tester III

Responsibilities will include (but may not be limited to):

• Guided by team leadership, executing targeted, complex testing for line of business compliance requirements to effectively challenge business controls in accordance with team, program and enterprise methodologies.

• Drives innovation and suggests changes to testing

• Managing testing schedules to ensure all tasks and reporting are completed within established timeframes.

• Obtaining and analyzing test data from multiple sources, following documented test plans conduct end to end testing, and systematically documenting the work and results.

• Supporting and initiating efforts to improve data sourcing and partnering with business and IT areas to develop improved data sources

• Demonstrating the ability to explore and quickly grasp new technologies to progress varied initiatives.

• Ensure engagement with proper points of contact throughout the testing process.

• Reviewing tests executed by peers for accuracy and adherence to test procedures.

• Establishing and maintaining strong relationships with Compliance Advisors, the Risk Offices, and Business Areas

• Owns and leads conversations with the business, advisory, and Business Risk Office with little support

• Drafts final results reports and assists in communicating results to Compliance Officers

Basic Qualifications:

• Bachelor's degree or Military Experience

• At least 2 years experience in Compliance Testing, Risk Management, Compliance Monitoring, Quality Assurance, Audit, International/Global Trade, Privacy, or Enterprise Services

Preferred Qualifications:

• 3+ years of experience in Compliance Testing, Risk Management, Compliance Monitoring, Quality Assurance, Audit, International/Global Trade, Privacy, or Enterprise Services

• Strong working knowledge of international laws and regulations as they relate to US companies operating in different countries, with an emphasis on international privacy laws and regulations

• Strong problem-solving and conceptual thinking skills

• Strong communication skills

• Compliance related certifications (Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy Professional (CIPP)

• Working knowledge of Excel and Google Applications (Docs, Sheets, Slides, etc)

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.