Citi Group Regulatory Exam Management VP - Hybrid 

United States, New York, New York 

464050935

Regulatory and Exam Management, VP - Hybrid

• Independently Lead and Coordinate O&T regulatory interaction activities for O&T exams and support exams that impact O&T.

• Partner and collaborate with other regulatory exam management teams (including Global Regulatory Engagement team) to ensure consistency and excellence in execution of regulatory deliverables.

• Drive the regulatory examination process as a lead or support contact/central point of communication with regulators for examinations and requests – schedule, objectives, etc.

• Support the definition and communication strategies for regulatory exam management in order to meet Citi’s legal, regulatory and compliance requirements

• Oversee regulatory preparatory activities and provide feedback to management and the team regarding deliverable request and meeting materials

• Provide coaching to the management and team in advance of regulatory exam meetings to ensure consistency, applicability of the message and the materials meet regulatory request/expectations

• Lead the collection, review and delivery of all deliverables and follow-up requests required for successful completion of the examination process

• Anticipate questions and/or concerns that may arise during the examination, be able to ‘connect the dots’ and be able to communicate the ‘big picture’ to both the internal team and the regulators

• Responsible for communicating exam status and updates to Senior Management and the team

• If required, responsible for the coordination, development and review regulatory examinations draft responses

• Utilize strong analytical skills to evaluate controls, identify control issues, review project plans and corrective actions to identify missing milestones and tasks.

• Review relevant regulatory publications and guidelines to determine possible impact on O&T controls and form a view on regulatory expectation to be communicated to senior management

• Ensure appropriate update on O&T regulatory landscape is shared with stakeholders and appropriate escalation of relevant issues.

• Independently Lead the engagement / attendance at all ongoing Supervisory / Regulatory Management meetings.

• Ability to “connect the dots” from all regulatory interactions, both exams and meetings and apprise management of common themes and new areas of focus.

• Coordinate the development and review of required quarterly regulatory status updates.

• Monitor status of Regulatory Issue Corrective Action as well as review and provide feedback on evidentiary materials in support of regulatory issue closure.

• Analyze regulatory requirements and help define and/or validate the controls that address these requirements.

Qualifications:

• 5+ years of relevant experience, p
  referably of working in operations or technology risk and / or control functions (such as internal audit) within a financial services organization and/or experience working for a regulator

• Demonstrated leadership and adaptability when facing unique challenges of a dynamic organization

• Strong interpersonal skills, including the ability to partner with others and deal effectively with multiple projects and changing priorities

• Strong analytical and problem-solving skills with excellent follow-up and strong attention to detail

• Exemplary written and oral communication skills required, ability to succinctly synthesize key messages and themes

• Experience and ease in interfacing with Senior Management, preferred

• Excellent influencing and negotiation skills and ability to work effectively with all levels of the organization as well as geographically disbursed/matrix teams

• Must be a self-starter, flexible, innovative and adaptive

• Ability to both work collaboratively and independently; ability to navigate a complex organization

Education:

• Bachelor’s degree; or equivalent

Anticipated Posting Close Date:

View the " " poster. View the .

View the .

View the