Job Description
As part of the GMCM team, this role will manage regulatory and strategic initiatives, which may include:
- Program management, both on an end-to-end basis, and/or discrete sub-components
- Driving work in coordination with relevant Business teams, as well as Support and Control partners, to ensure a consistent approach and that appropriate control frameworks are established
- Running and/or participating in governance routines to facilitate key deliverables
- Reviewing underlying legal/regulatory requirements with key stakeholders to determine business impact and appropriate response
- Work with Legal and Compliance on regulatory interpretation to ensure commercial and regulatory considerations are considered and balanced
- Collaborating with Business, Compliance and Legal teams to design and deliver training on key regulations / strategic projects
- Delivering process walkthroughs, and appropriate ‘audit trail’ on project work
- Support several high profile projects concurrently
- Escalate issues for senior management decisions where required and have the ability to influence senior executives
- Coordinate cross-border and/or cross legal entity conformance on such projects
- Support or lead cross-LOB coordination on key regional and global initiatives to ensure consistency and to identify/resolve any overlaps or conflicting guidance by
Desired Skills and Competencies
- Strong comfort and familiarity with GM businesses (FICC, Equities, PB, F&O, etc.)
- Strong understanding of AMRS Regulations, such as CFTC, SEC and FINRA rules
- Program/project management experience with demonstrated ability to build project roadmaps, manage several key stakeholders and take ownership for delivery
- Excellent verbal and written communication skills with ability to simplify complex information into messages targeted to various levels of leadership
- Excellent critical thinking/problem solving skills and execution minded
- Takes initiative and demonstrates a focused desire to understand responsibilities and drive/implement improvements
- Very strong attention to detail
- Able to adapt to changing business/regulatory environments
- Experience working with technical teams and translating technical concepts to business audiences
- Must be able to work well in collaborative team environment, but also independently run initiatives
- Excellent time management skills and ability to manage multiple competing/concurrent activities
- Proficiency in Excel, Word and Power Point
- Proficient in data aggregation, integration, and analysis
1st shift (United States of America)