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Goldman Sachs Compliance FCC- Transaction Banking Associate Richardson TX United States, Texas, Richardson 295053961
Yesterday
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Financial Crime Compliance (“FCC”) has primary responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.
Principal Responsibilities:
- Conduct enhanced due diligence reviews on Transaction Banking client and partnership opportunitiesto identify potential legal, regulatory, or reputational risk
- Identify and communicate findings and areas for uplift with key stakeholders related to client review
- Conduct and document detailed outcomes related to periodic monitoring and client KYC refresh
- Reporting and tracking metrics for EDD client/partnership compliance stakeholders
- Processing QA reviews related to client selection matrix (CSM) and client activity review and ensuring all processes are monitored and followed based on procedural guideline
- Communicating results of QA reviews (CSM and client activity reviews) and tracking of required remediation items to closure
Basic Qualifications
- 3+ years of prior experience in an analytical or technical role in Financial Crimes Compliance, preferably in GlobalTransaction Banking, Corporate Cash Management, and/or Payments business of an international financial services organization
- Ability to effectively engage and work with relevant internal and external stakeholders (including partners and clients) is critical
- Excellent organization and project management skills
- Excellent written and verbal communication skills
- Ability to adapt to new changes and new challenges
Preferred Qualifications
- Understanding of the opportunities and challenges in the digital finance sector, particularly as they relate to Financial Crime Compliance
- Bachelor’s Degree in finance, economics, business, or other related fields
- ACAMS certification
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
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