Citi Group Equities E-Trading Risk Control Manager - VP 

United Kingdom, England, London 

28175858

What you'll do:

• Oversee and drive Equities continuing adherence to E-trading policy, standards and regulatory requirements.
• Manage E-Trading Governance Forums for Equities and work to ensure global consistency in structure and documentation.
• Implement and manage the desk supervision of E-trading control triggers, limits and other key risk metrics
• Oversee the roll out of E-trading Product Training and completed attestations for staff that execute of E-Trading Applications, Controls and Strategies.
• Investigate, review, document operational risk events and coordinate remediation efforts.
• Oversee and govern Corrective Action Plans (CAPs) specific to E-Trading.
• Assist the Global Equity business to drive a robust E-Trading framework
  • Collaborate across the Business, Technology, Legal, Risk, Compliance, and Markets Risk & Controls to establish E-Trading best practices
  • Be active in E-Trading Policy & Standards Optimization including ensuring adherence to these requirements
  • Create high-quality E-Trading documentation for internal and external communication
• Oversee the maintenance of the inventory of E-Trading Controls for monitoring E-Trading Applications, breach thresholds, approval process for changing limits and thresholds, as well as the escalation protocol for breaches
• Coordinate other key control processes such as Annual MIFID Self-Assessment, Annual Mandatory E-trading Controls Review, Material Change Review, Quarterly MCA E-Trading Controls Review, Procedure documentation and refresh, Dispensation and Waivers Documentation

What we'll need from you:

• Domain knowledge of E-Trading (pertaining to the Equities business, however, we are open-minded in our search for critical thinkers who are passionate about E-Trading)

• Ability to produce high-quality documentation including standard operating procedures

• Experience in implementing and managing controls and governance pertaining to E-Trading

• Results-oriented team player with excellent communication (written, oral and listening) and presentation skills

• Knowledge of (or ability to) research regional applicable regulatory rules and regulations

• Self-motivator -- able to demonstrate and follow-through on routine and complex (business | technology) problem-solving and analytical matters

• Time management skills -- good organizational skills and the ability to exercise control over the amount of time spent planning and focusing on initiatives and execution

• Comfortable interacting with, and presenting to, senior management

• Ability to interact effectively with numerous distributed teams (virtual teams) in a collaborative, team-oriented culture within the region and across other regions

• Bachelor degree (or equivalent) with a strong academic record, advanced degree (a plus)

Education:

• Bachelor’s Degree/University degree or equivalent experience
• Master’s degree preferred

By joining Citi London, you will not only be part of a business casual, but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as:

• 27 days annual leave (plus bank holidays)
• A discretional annual performance related bonus
• Private Medical Care & Life Insurance
• Employee Assistance Program
• Pension Plan
• Paid Parental Leave
• Special discounts for employees, family, and friends
• Access to an array of learning and development resources

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

View the " " poster. View the .

View the .

View the