Wells Fargo Senior Compliance Specialist CIB Initiatives & Solutions 

United States, North Carolina, Charlotte 

277107963

In this role, you will:

• Creating decks for senior leadership for various compliance processes, programs, or initiatives
• Gather and analyze information for compliance processes and initiatives, prepare presentations and introduce format and process improvements
• Draft and revise content such as procedures, controls, processes
• Identify opportunities to enhance compliance processes
• Interpret policies, procedures, and compliance requirements
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Required Qualifications, US:

• 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• 2+ years of experience in consulting or similar function with experience in preparing complex, creative, and visually appealing presentations.
• 2 + years of experience demonstrating strong analytical and organizational skills with the ability to review information, draw meaningful conclusions and present it in a logical manner
• 1 year experience project management experience
• 1+ year Experience in the financial services industry
• 1 + Year developing, creating using data in excel to create PowerPointcomplex visuals

Job Expectations:

• Willingness to work on-site at stated location on the job opening
• This position offers a hybrid work schedule
• This position is not eligible for Visa sponsorship
• This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

Posting Locations:

• 401 S Tryon St, CHARLOTTE, NC

• Job posting may come down early due to volume of applicants
• Required location(s) listed above. Relocation assistance is not available for this positio

Pay Range

$84,000.00 - $149,400.00

19 Aug 2024

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.