דרושים Kyc Operations Analyst ב-Citi Group ב-China, Panyu District

Key Responsibilities:

• Conduct end to end post approval reviews of KYC Records ( All client types)
• Report deficiencies on a timely basis.
• Act as primary point of contact for assigned region
• Engage with Stakeholders/Senior management and ensure timely PEQR feedback loop
• Conduct root cause analysis by identifying & analyzing areas of common defect/issues/themes
• Own/Leadcontinuous improvement plan and track implementation and success of initiatives
• Achieve operational goals set, and deliver against agreed targets in terms of quality and productivity
• Provide updates at regular meetings with KYC Operations, Risk and Controls, Compliance, etc.
• Manage remediation projects / initiatives and report on progress as required
• Own/Leaddepartmental projects / initiatives as requested
• Perform Quality checks on reviews done by other reviewers
• Representation in various local / regional forums

Development Value:

• A proven track record with at least8-11 yearsof relevant KYC/AML experience (i.e. Quality Assurance, Client Onboarding, Compliance, Audit and Regulatory)
• Compliance, Audit and Regulatory experience

• Strong Operations experience desirable
• Global experience would be beneficial

Skills:

• Exhibit good written and verbal communication skills.
• Possess the ability to work with various Stakeholders/Senior management and build and maintain effective working relationships
• Ability to manage team level processes and deliver presentations
• Ability to proficiently use MS Office products, particularly Word, Excel, PowerPoint
• Project Management, Strong analytical, and time management skills, excellent attention to detail

Qualifications:

• Bachelor’s Degree or higher with at least8-11years’ experience in relevant domain
• AML/KYC Certifications like ACAMS preferred

Competencies:

• Ability to multi-task and work independently
• Ability to work to tight deadlines as part of a team
• Ability to interact with Auditors, Compliance and Independent Control Groups as required
• Exhibit good attention to detail while focused on delivery
• Ability to work on several initiatives concurrently and cope with changes in priorities
• Proactive and “no surprises” approach in communicating issues and strength in sustaining independent views

Time Type:

Responsibilities:

• Responsible for opening and maintaining customer sub-accounts or product pricing setups, and actively ensuring that customer/product data details and settlement instructions across a variety of systems remain up to date.
• Liaises with other operational teams globally to ensure that a globally consistent model is followed with respect to this critical reference data.
• Ensures that statutory and regulatory obligations are met when new relationships with clients product/pricing sets are established.
• Verifies all details of the client/product from a regulatory and control perspective for Institutional Client Accounts
• Serves as escalation point for issues and complex processing.
• Involved in key projects for unit.
• Delivers daily project work and escalation management, routine and defined tasks, while developing knowledge of the broader context in which work is being performed.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-5 years of relevant experience

Education:

• Bachelor’s/University degree or equivalent experience

Time Type:

Key Activities include

Assist with the development, implementation, and execution of compliance monitoring and reporting programs within assigned clusters in accordance with the Compliance Independent (CIA) Plan.

Perform Quality reviews of KYC processes such as Client Risk Evaluation (REM), Periodic Transaction Review (PTR), Global Screening Operations (GSO), Enterprise-Wide reviews (EWR), Cross Sector, and KYC dispensations to assess compliance with Global AML KYC Policies, Standards and Procedures

Keep track and ensure that all findings are handled properly as per procedures and the reported risks are mitigated

Participate in the planning, executing, and reporting of compliance monitoring reviews and compliance and issue validation activities for a component of a product line, function, or legal entity within an assigned cluster in accordance with Compliance Independent (CIA) Plan.

Independently contribute to the development of compliance monitoring improvements.

Make recommendations to ensure that appropriate controls are in effect to respond to regulatory, procedural or policy standards.

Perform data analysis to understand issues and create reports to communicate them to management.

Maintaining subject matter expertise by staying up to date with changes to the Global Policies, Standards, Procedures as well as industry trends and developments

Additional duties as assigned

Qualifications:

5-8 years of experience

Knowledge of Compliance laws, rules, regulations, risks and typologies

Experience with development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities

Experience in planning, executing, and reporting on compliance reviews and issue validation activities

Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills

Understanding of rules, laws, and regulations, and specific regulatory requirements

Effectiveness in working within a large scale and complex matrix organization is essential

Must be a self-starter, flexible, innovative and adaptive

Proficient in MS Office applications (Excel, Word, PowerPoint)

degree or equivalent experience

Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; supervisory experience; Advanced degree preferred(e.g. JD, MBA) a plus

Time Type:

Key Responsibilities:

• Conduct end to end post approval reviews of KYC Records ( All client types)
• Report deficiencies on a timely basis.
• Act as primary point of contact for assigned region
• Engage with Stakeholders/Senior management and ensure timely PEQR feedback loop
• Conduct root cause analysis by identifying & analyzing areas of common defect/issues/themes
• Assist orLeadcontinuous improvement plan and track implementation and success of initiatives
• Achieve operational goals set, and deliver against agreed targets in terms of quality and productivity
• Provide updates at regular meetings with KYC Operations, RCT, Compliance, etc.
• Manage remediation projects / initiatives and report on progress as required
• Assist/Leaddepartmental projects / initiatives as requested

Development Value:

• A proven track record with at least5-7 yearsof relevant KYC/AML experience (i.e. Quality Assurance, Client Onboarding, Compliance, Audit and Regulatory)

• Compliance, Audit and Regulatory experience desirable
• Strong Operations experience desirable
• Global experience would be beneficial

Skills:

• Exhibit good written and verbal communication skills.
• Possess the ability to work with various Stakeholders and build and maintain effective working relationships
• Ability to manage team level processes and deliver presentations
• Ability to proficiently use MS Office products, particularly Word, Excel and PowerPoint
• Strong analytical and time management skills, excellent attention to detail

Qualifications:

• Bachelor’s Degree or higher with at least5-7 years’experience in relevant domain
• AML/KYC Certifications like ACAMS preferred

Competencies:

• Ability to multi-task and work independently
• Ability to work to tight deadlines as part of a team.
• Exhibit good attention to detail while focused on delivery.
• Ability to work on several initiatives concurrently and cope with changes in priorities.
• Proactive and “no surprises” approach in communicating issues and strength in sustaining independent views

Time Type:

Responsibilities:

• Partner with Relationship Management and Compliance teams to assist with the preparation, development, due diligence and approval of the electronic Know Your Client (KYC) record and supporting appendices
• Create and maintain KYC records by obtaining information from internal and external sources (firm website, regulatory websites, etc.)
• Partner with Relationship Management and Compliance teams to update system information from initiation to approval of KYC record and report workflow progress to supervisor
• Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy
• Ensure KYC records incorporate local regulatory requirements / Global Business Support Unit (BSU) Standards
• Maintain BSU tool
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• Previous relevant experience preferred

Education:

• Bachelor's degree/University degree or equivalent experience

Time Type:

Responsibilities:

• Process securities transactions, provide analytic input for traders and aid in review of derivative products
• Utilize data analysis tools and methodologies, in conjunction with professional judgement to make process improvement recommendations
• Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues
• Participate in the implementation of assigned projects, including new products, services and upgrades to platforms
• Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes
• Monitor and provide solutions to errors to minimize risk to the bank
• Provide informal guidance, and/or on the job training to new team members
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-5 years of relevant experience
• Demonstrated comprehension of Treasury products, accounting and regulatory policies
• Consistently demonstrates clear and concise written and verbal communication skills

Education:

• Bachelor’s Degree/University degree or equivalent experience in Business, Accounting, or Finance

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

– C11

Project Description:

Responsibilities:

• Individual Contributor – Write good quality code in Angular JS 16

• Well versed with UI/UX Designs (Figma), Unit test using Jest

• Individual Contributor - Write good quality code in Java, Sprint Boot (related stack)

• Well versed with JUnit, Mockito, Integration Tests and Performance Tests

• Ability to design, develop components with minimal assistance

• Ability to effectively interact, collaborate with development team

• Ability to effectively communicate development progress to the Project Lead

• Work with developers onshore, offshore and matrix teams to implement a business solution

• Write user/supported documentation

• Evaluate and adopt new dev tools, libraries, and approaches to improve delivery quality

• Perform peer code review of project codebase changes

• Acts as SME to senior stakeholders and /or other team members

• Utilize knowledge of applications development procedures and concepts, and basic knowledge of other technical areas to identify and define necessary system enhancements, including using script tools and analyzing/interpreting code

• Consult with users, clients, and other technology groups on issues, and recommend programming solutions, install, and support customer exposure systems

• Apply fundamental knowledge of programming languages for design specifications.

• Analyze applications to identify vulnerabilities and security issues, as well as conduct testing and debugging

• Serve as advisor or coach to new or lower level analysts

• Identify problems, analyze information, and make evaluative judgements to recommend and implement solutions

• Resolve issues by identifying and selecting solutions through the applications of acquired technical experience and guided by precedents

• Has the ability to operate with a limited level of direct supervision.

• Can exercise independence of judgement and autonomy.

• Acts as SME to senior stakeholders and /or other team members.

• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

4- 8 years of experience

• Good Knowledge of UI/UX Design and Tools (e.g. Figma), Angular JS and Jest for unit testing
• Good Knowledge of Spring including Spring Framework, Spring Boot, Spring Security, Spring Web, Spring Data
• Hands-on Knowledge of: Threading, Collections, Exception Handling, JDBC, Java OOD/OOP Concepts, GoF Design Patterns, MoM and SOA Design Patterns, File I/O, and parsing XML and JSON, delimited files and fixed length files, String matching, parsing, building, working with binary data / byte arrays.
• Good knowledge of SQL (Oracle dialect is preferable)
• Experience working with SOA & Micro-services utilizing REST.
• Experience with design and implementations of cloud-ready applications and deployment pipelines on large-scale container platform clusters is a plus
• Experience working in a Continuous Integration and Continuous Delivery environment and familiar with Tekton, Harness, Jenkins, Code Quality, etc.
• Knowledge in industry standard best practices such as Design Patterns, Coding Standards, Coding modularity, Prototypes etc.
• Experience in debugging, tuning and optimizing components
• Understanding of the SDLC lifecycle for Agile methodologies
• Excellent written and oral communication skills
• Experience developing application in Financial Services industry is preferred

Nice to have experience:

• Messaging Systems: RabbitMQ, ActiveMQ, Kafka, Tibco. IBM MQ, etc.
• Tomcat, Jetty, Apache HTTPD
• Able to work with build/configure/deploy automation tools
• Linux Ecosystem
• Kubernetes and Docker
• Autosys
• APIm
• APM Tools: Dynatrace, AppDynamics, etc.
• Caching Technologies: Hazelcast, MemCached, Redis etc

Qualifications:

• 4 - 8 years of relevant experience in the Financial Service industry
• Intermediate level experience in Applications Development role
• Consistently demonstrates clear and concise written and verbal communication
• Demonstrated problem-solving and decision-making skills
• Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements

Education:

• Bachelor’s degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type: