Citi Group C12 - AML Sanctions AB & C Compliance Monitoring Senior Analyst 

China, Guangdong Province, Panyu District 

678974267

Key Activities include

Assist with the development, implementation, and execution of compliance monitoring and reporting programs within assigned clusters in accordance with the Compliance Independent (CIA) Plan.

Perform Quality reviews of KYC processes such as Client Risk Evaluation (REM), Periodic Transaction Review (PTR), Global Screening Operations (GSO), Enterprise-Wide reviews (EWR), Cross Sector, and KYC dispensations to assess compliance with Global AML KYC Policies, Standards and Procedures

Keep track and ensure that all findings are handled properly as per procedures and the reported risks are mitigated

Participate in the planning, executing, and reporting of compliance monitoring reviews and compliance and issue validation activities for a component of a product line, function, or legal entity within an assigned cluster in accordance with Compliance Independent (CIA) Plan.

Independently contribute to the development of compliance monitoring improvements.

Make recommendations to ensure that appropriate controls are in effect to respond to regulatory, procedural or policy standards.

Perform data analysis to understand issues and create reports to communicate them to management.

Maintaining subject matter expertise by staying up to date with changes to the Global Policies, Standards, Procedures as well as industry trends and developments

Additional duties as assigned

Qualifications:

5-8 years of experience

Knowledge of Compliance laws, rules, regulations, risks and typologies

Experience with development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities

Experience in planning, executing, and reporting on compliance reviews and issue validation activities

Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills

Understanding of rules, laws, and regulations, and specific regulatory requirements

Effectiveness in working within a large scale and complex matrix organization is essential

Must be a self-starter, flexible, innovative and adaptive

Proficient in MS Office applications (Excel, Word, PowerPoint)

degree or equivalent experience

Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; supervisory experience; Advanced degree preferred(e.g. JD, MBA) a plus

Time Type: