Compliance Advisor Senior Manager jobs at Capital One in United States, New York
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190 jobs found
31.08.2024
CO
Capital One Compliance Advisor Senior Manager United States, New York, New York
Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to application of those rules to Asset-Backed Securities underwriting...
Serving as a credible advisor and partner representing the Compliance organization to the businesses, Risk Offices, and other independent risk functions. Developing and maintaining strong relationships with business leadership, Legal,...
Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD,...
Lead a team of data scientists focusing on building state of the art entity resolution capability that is the cornerstone of Apollo as a data product. Partner with a cross-functional...
Product alignment — creating direction and facilitating product partnership while managing ambiguity and shifting priorities. Facilitation — planning and facilitating workshops with internal partners to deliver experiences that align business...
Empowered. Part of a team driving the bank’s omni-channel servicing portfolio responsible for setting and delivering an experience framework on how our customers should be serviced in both digital and...
Empowered. Part of a team driving the bank’s omni-channel servicing portfolio responsible for setting and delivering an experience framework on how our customers should be serviced in both digital and...
Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to application of those rules to Asset-Backed Securities underwriting...
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