In this role, you will:
- Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations
- Provide support for being a first point of contact for all delivery tasks and escalations
- Identify opportunities for process improvement and risk control development
- Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports
- Collaborate and influence all levels of professionals including more experienced managers
- Lead team to achieve objectives
- Manage allocation of people and financial resources for securities operations
- Develop and guide a culture of talent development to meet business objectives and strategy
Required Qualifications:
- 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
- 1+ years of Leadership experience
Desired Qualifications:
- Graduate of bachelor's degree in any course
- Strong people management and process management experience
- Preferred background inbrokerage/securities/assetmovement.
- Excellent Interpersonal and stakeholder management skills.
- Well organized, proactive, constructive and capable to motivate teamwork.
- Amenable to permanent night shift as early as 9 PM to 11 PM MNL depending on the time zone and follows US holiday schedule
- Amenable to onsite reporting in Five Neo Building 31st Street BGC Taguig City
Job Expectations:
- The Securities Operation Associate Manager within the Asset Movement Department of Wells Fargo Advisors manages day to day operations for an operational unit and/ or staff supporting, products, and systems.
- Under management guidance, supervises nonexempt staff to ensure effective delivery of services and adherence to all U.S. and foreign regulatory compliance procedures.
- Implements processes to maximize efficiency of operations. Preferably with knowledge of the retail and retirement asset movement including margin trading and collateral account.
- First point of contact for alldelivery/administrativetasks and escalations. The primary role will be to ensure that the team consistently meets/exceeds delivery expectations.
- Duties also include implementing new Operating/Control policies, legal and regulatory requirement; safeguards the bank free from operating risks and review the control check-point at each processing workflow; Streamlines daily processing workflow, revises and updates the procedure manuals and prepares reports accurately on a timely basis and lead any projects as required.
- Reviews data and reports trends to management.
2 Jun 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.