EY Senior Manager - Financial Crime Compliance 

India, Maharashtra, Mumbai 

507459943

Your key responsibilities

Service Delivery Related

• Financial Crime Compliance framework functional knowledge
• Techno-functional capabilities and experience in carrying out compliance transformation program (pertaining to Current state assessments for financial crime compliance systems and processes)
• Tech consulting or transformation background and worked across global banks to support Financial Crime Compliance program
• Financial Crime products techno-functional knowledge (preferably worked on products like Actimize/Mantas/Quantexa/Fircosoft etc)
• Previous AML transformation experience across technology, people, process and governance would be preferred
• Demonstrate AML industry expertise (detailed understanding of the industry, trends, issues/challenges and leading practices)
• Demonstrate ability of multi-task and manage multiple projects as directed by the managers
• Ensure compliance with engagement plans and internal quality & risk management procedures.
• Develop strong working relationships with client (process owner/functional heads).
• Attention to detail and mentor young interns and analysts within the practice.
• Contribute to knowledge management sessions within the practice.
• Identify and escalate potential business opportunities for the firm on existing client engagements

Good to have

• Strong understanding of AML data structure and lineage, detection scenario logic, customer segmentation, typology assessment, Threshold Tuning and MIS reporting
• Strong understanding of Customer risk assessment and due diligence processes- CDD/EDD life cycle, name screening and integration with transaction monitoring
• Strong understanding of Customer risk assessment and due diligence processes- CDD/EDD life cycle, name screening and integration with transaction monitoring

People related

• Demonstrate the ability and commitment on assigned responsibilities.
• Manage small teams – motivate, counsel & develop junior colleagues.
• Demonstrate ability to conceptualize & translate lessons learned on client engagements into relevant training sessions for junior colleagues and contribute to learning & development initiatives
• Pro-actively identify and escalate counselees not being chargeable on engagements.
• Provide real-time constructive verbal feedback to team members and facilitate timely completion of engagement review forms.
• Contribute to effective team work in internal engagement situation.
• Support knowledge sharing efforts and continually improves processes so that the work team can capture and leverage knowledge

Skills and attributes for success

• Awareness of AML framework and products functional knowledge.
• Actively establish & strengthen client (functional heads & key influencers) and internal relationships.
• Determine that the work delivered is of high quality.
• Anticipate and identify engagement related risks and escalate issues as appropriate.
• Assist seniors & managers in developing new methodologies and internal initiatives.
• Create a positive learning culture, coaches, counsels and develops junior team members.
• Identify & escalate potential business opportunities for the firm on existing client engagements.

To qualify for the role you must have

• Qualified CA/ MBA
• 8-12 years of post-qualification experience in Financial crime compliance domain as functional or techno-functional consultant
• Good to have certifications like ACAMS
• Good to have Big4 experience

Ideally you’ll also have

• Strong communication, facilitation, relationship-building, presentation and negotiation skills
• Be highly flexible, adaptable, and creative
• Comfortable interacting with senior executives (within the firm and at the client)
• Strong leadership skills and supervisory responsibility

People with the ability to work in a collaborative way to provide services across multiple client departments while adhering to commercial and legal requirements. You will need a practical approach to solving issues and complex problems with the ability to deliver insightful and practical solutions.