Job Purpose
The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:
- Supervises members of ICE Futures Singapore (the “Exchange”) and ICE Clear Singapore (the “Clearing House”) for compliance with the rules and procedures of the Exchange and Clearing House; and
- Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.
Responsibilities
- Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
- Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
- Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
- Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
- Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
- Actively supervising Members, including reviewing Members’ submissions and conducting inspections.
- Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
- Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.
Knowledge and Experience
- Educated to degree level or equivalent
- Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
- Familiarity with data analytic tools
- Demonstrated initiative, organization skills and teamwork orientation
- Excellent analytical, communication and time-management skills
- Strong attention to detail
- Comfortable working in an evolving, highly regulated environment
