Capital One Audit Senior Manager- Compliance Hybrid 

United States, Virginia, Richmond 

972184680

Audit Senior Manager- Compliance (Hybrid)

Responsibilities include:

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.

• Help to implement the team's strategic imperatives/priorities.

• Establish and build working relationships with internal and external management.

• Provide significant input into the development of the annual audit plan.

• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.

• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.

• Communicate the results of audit projects to management (written reports/oral presentations).

• Manage staff during audit engagements and provide feedback on work performed.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.

• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.

• You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.

• You're a strong people leader and teacher. You have a passion for coaching and investing in the development of your team.

• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 7 years of experience in auditing, compliance, risk management or both.

• At least 5 years of experience in leading audit engagements or in project management

Preferred Qualifications:

• 5+ years of experience in corporate compliance

• 10+ years of experience in banking or the financial services industry

• 2+ years of experience with data analytics tools in support of internal audit

• 1+ years of experience with privacy compliance in the financial services industry

• Relevant Certification, including but not limited to one of the following: Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)

Charlotte, NC: $155,300 - $177,200 for Audit Sr. Manager McLean, VA: $170,800 - $194,900 for Audit Sr. Manager Plano, TX: $155,300 - $177,200 for Audit Sr. Manager Richmond, VA: $155,300 - $177,200 for Audit Sr. ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.