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Wells Fargo Senior Financial Control Analyst-Automated Controls 
United States, Texas, Addison 
960460996

18.08.2024

About this role:

reporting

The Enterprise COSO testing team supports the Company’s on-going objective of maintaining an industry-leading information technology control environment and is responsible for the following directives:

  • Providing meaningful assessments of business process automated controls in scope for financial and regulatory reporting

  • Assessing compliance with Well Fargo & Company’s COSO based policies for business process automated controls in scope for internal controls over financial reporting (SEC and Regulatory Reporting) and strategic planning for on-going application control compliance with COSO policies (proactive anticipation of internal control related matters)

  • Monitoring new and emerging internal control related guidance and issues and assist with facilitating group-wide training to interested and impacted stakeholders

  • Providing consultation and subject matter expertise for process and control related matters including evaluating severity of control deficiencies and related remediation efforts

  • Providing process and control support and thought leadership for projects

  • Interfacing with external auditors, regulators and others on control related matters

  • Acting as a change agent for continual improvement of the control environment

In this role, you will:

  • Consult with IT, the line of business and/or enterprise functions on financial reporting, information technology governance, and controls and oversight matters

  • Identify compliance and risk management requirements for supported line of business area

  • Support implementation of key risk initiatives

  • Plan, execute, or provide oversight for control testing and monitoring involving complex subject matter or control areas

  • Provide technical interpretation on various matters

  • Communicate and provide consultation regularly with stakeholders throughout the enterprise

  • Implement, operate, and report results of complex components of the company's policy, governance and oversight framework

  • Lead implementation of complex projects and initiatives impacting one or more lines of business, risk types, or control matters

  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

  • Perform the following for Business Process Automated Control testing:

    • Lead walkthroughs of significant processes to ensure required COSO documentation (including narratives and process flow diagrams) is accurate

    • Assess the appropriateness and completeness of key risks and key controls identified

    • Validate and provide credible challenge to identified shared services, third-party service providers, and significant applications

    • Perform COSO control testing of key business process automated controls, including design effectiveness assessments and operating effectiveness testing

    • Analyze the severity of control deficiencies and their impact to internal control over financial reporting

  • Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures

  • Assign and review the work of Financial Control Analysts

  • Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications

Required Qualifications:

  • 4+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:

  • Experience assessing and documenting financial and/or regulatory risks and controls

  • Internal controls testing experience including business process manual controls, automated controls, and/or IT General Controls (ITGC)

  • Experience identifying business process automated controls and developing and executing test plans for business process automated controls, including segregation of duties, configurations, and interfaces

  • Experience partnering with financial and IT audit teams on integrated audits

  • Experience with large professional services firms

  • Experience with large financial institutions

  • A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology

  • Excellent verbal, written, and interpersonal communication skills

  • Ability to present results of analyses and recommendations

  • Intermediate Microsoft Office skills

  • One or more of the following certifications: CPA, CIA, CISA

  • Knowledge and understanding of regulatory agencies: Federal Reserve and OCC

4 Oct 2024


Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.