Capital One Senior Director Lead AML Advisor - Retail Bank & Financial Services 

United States, Virginia, Arlington 

917267182

Center 2 (19050), United States of America, McLean, Virginia Senior Director, Lead AML Advisor - Retail Bank & Financial Services

Key Responsibilities

• Provide risk management consultation to Retail Bank and Financial Services and its Executives on conducting risk assessments, identifying and mitigating risk, developing mitigation plans, business initiatives, and other risk management and control activities

• Provide senior management with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is making informed and appropriate risk decisions, and allocating appropriate attention and resources to risk management

• Influence senior management to drive realization and mitigation of new and emerging risks

• Provide leadership across broader AML department for program enhancement and associate development

Strong Business Judgment

• Strong business judgment, analytical acumen, and the ability to evaluate complex, multi-dimensional situations and risk characteristics and to formulate appropriate compliance recommendations and advice

• Proven capability to influence and build consensus among peers and senior leadership leveraging sound logic and analysis

Communication

• Highly developed interpersonal, presentation, and communications skills (both verbal and written)

• Ability to communicate effectively at all levels of the organization, as well as with external parties (such as regulators and consultants)

Basic Qualifications:

• Bachelor’s degree or military experience

• At least 10 years in legal, or compliance, or risk management or regulatory experience in consumer financial services

• At least 7 years of experience with financial services industry

• At least 7 years of people management experience

Preferred Qualifications:

• At least 7 years of experience structuring information for senior audiences

• At least 10 years of experience as a Risk Manager or Assurance within the financial services or tech industry

• Experience as a financial regulator preferred but not required

• Operational familiarity with retail banking and lending products

• Proficiency with structuring slides and presentations in order to convey risk information

• Advanced degree (JD, MBA, MA) is a plus but not required

New York City (Hybrid On-Site): $236,800 - $270,300 for Sr. Director, ComplianceThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.