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Bank Of America Audit Supervisor - Global Markets Electronic Trading United States, New York, New York 91371199
Yesterday
Responsibilities:
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
- Provides input on draft audit reports and shares audit results with business leaders
- Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
- Establishes business partner relationships, primarily with line management, to develop business knowledge
- Uses innovative tools to complete audit activities more efficiently (e.g., testing)
Required Qualifications:
- Minimum 3 + years of Audit, Risk, Business Control, Compliance, Finance, or other relevant experience
- Must have a good understanding of Electronic Trading including Direct Market Access, Algorithm trading & Strategies and Sponsored Access,
- Has knowledge of financial instruments and financial risk management principles, including exposure to Global Markets products
- Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility and intellectual curiosity.
- Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
- Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
- Ability to juggle multiple work efforts and to quickly change direction, as needed.
- Proficiency in Microsoft Office Products
- Excellent written and oral communication skills, ability to converse with management on all levels
Desired Qualifications:
- Bachelor’s degree or relevant experience
Skills:
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Attention to Detail
- Automation
- Business Acumen
- Project Management
- Technical Documentation
- Coaching
- Critical Thinking
- Relationship Building
- Written Communications
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