Conducts routine analysis, research and investigations in diversified compliance operations directed by internal bank policies and required adherence to regulatory and compliance requirements which can involve high $ penalties and fines for non-compliance. Under close supervision from the analyst’s manager, executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the analyst's specific area of responsibility.
Ensures quality service and effective and efficient operations support for the assigned area's internal business partners and/or external customers/clients.
May identify issues and make recommendations to minimize exposure or loss.
May interpret and analyze information gathered from numerous applications and third-party sources and identify "red flags" that prompt further inquiry.
May recommend process improvements, formulate, and recommend action response to mitigate risk and resolve inquires and escalations.
May provide quality assurance review and testing on operating key controls.
May participate in special projects that represent significant risk exposure and/or are highly visible.
Required Skills:
1 to 2 years of Financial Center experience/Check Fraud
Strong analytical skills
Ability to be flexible to changing work volumes, deadlines and needs of the unit
Detail oriented with strong organizational/time management skills