Bank Of America Senior Auditor - Regulatory Reporting 

United States, North Carolina, Charlotte 

879542856

Job Description:

Job Description:

Responsible for audit testing of key areas and activities across the CFO – U.S. Centralized Regulatory Reporting organization, which includes governance, interpretation of report instructions, production and submission of OCC/FRB/FDIC U.S. regulatory reports (e.g.FR Y-14,FR Y-9C,FFIEC 009, FR Y-15, FFIEC 031), and substantive end-to-end testing of data from the reports through data transformations to data capture. The role also has a significant focus on executing testing around data capture and data usage.

Responsibilities:

• Executes transaction and controls testing of multiple regulatory reporting audits
• Monitors the progress of regulatory and internal audit issue validation
• Stays abreast of regulatory developments, emerging risks, and report/instruction changes; contributes to calibration of the plan

Skills:

• Strong critical thinking and communication skills
• Very organized with attention to detail
• Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks
• Proven track record of executing multiple projects and delivering high quality work to meet tight deadlines
• Strong interpersonal skills and effective communicator, both orally and in writing.

Required Qualifications:

• Greater than 3 years’ experience in a related role
• Bachelors Degree or equivalent work experience
• Specific subject matter expertise in audit and/or the financial services industry.

Desired Qualifications:

• Recommended subject matter expertise in U.S. regulatory reporting (e.g. Y-14, Y-9C, 009, Y-15, 031) or SEC financial reporting (10K/10Q)
• Experiencing in performing end-to-end substantive testing of data elements and transactions from a report to data capture/source documentation
• CPA, CIA, CISA or similar

1st shift (United States of America)