JPMorgan Compliance - Employee Conduct Officer Associate 

United States, Delaware 

871498653

Responsibilities will include the collection, collation, and tracking of paperwork required for onboarding, maintenance of confidential records, and updating of multiple Compliance information systems as well as special assignments and ad hoc requests, as needed. Key activities of the Team include:

Job Responsibilities:

• The Officer position will be responsible for all aspects of Insurance Licensing and Renewals with JPMC. The Compliance Officer will communicate regularly with Compliance Management, the Business and Employees regarding licensing and continuing education.
• Responsible for providing Operational guidance on the continuing build-out of the strategic platform that will be used to manage our data and workflow.
• Ability to take direction, work independently and coordinate work with others.
• Expected to quickly understand internal control policies and regulatory requirements as they relate to the business and functional area.
• Proactively manage operational risks by recognizing gaps in technology and processes, developing solutions and escalating issues to management.
• Partner with other Employee Compliance managers to cross-train and re-allocate resources as volumes and priorities dictate.
• Foster an environment of constant improvement, reducing cycle times and strengthening controls.

Required Qualifications

• Ability to build and maintain effective working relationships with Sales Representatives; comfortable with interaction with all levels of management and external parties; a team-player
• High level problem solving ability coupled with the ability to recommend and make decisions autonomously
• Ability to adapt to opportunities presented through change
• Results-oriented, self-motivated and a flexible approach to working hours
• Pro-active approach to problem-solving; a logical thinker

Preferred Qualifications

• Quick learner; innovative and analytical
• Intermediate Microsoft Outlook experience
• Strong Analytical skills
• Document review experience