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Goldman Sachs Compliance Global Banking & Markets Public 
United States, New York, New York 
864797436

04.05.2024

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Global Banking & Markets Public (GBM Public) Compliance is responsible for comprehensively identifying and managing the regulatory, legal, and reputational risks of GBM Public.

Job Summary:

Principal Responsibilities:

  • Design and execute the Data Strategy across the programs under the responsibility of the Core Programs Team.
  • Assist with the integration of new Assessment Units into the Compliance Management Framework
  • Assist with GBM Public Compliance involvement in the Compliance Risk Assessment (CRA) and Designated Market Activity (DMA) Assessment processes.
  • Analyze trends in risk assessment results; follow up and challenge assessments.
  • Assist with GBM Public Compliance involvement in the Risk and Control Self-Assessment (RCSA)
  • Help oversee the governance framework of regulatory change management program, includes tracking metrics and reporting
  • Execute various reporting for senior management (both in excel and PowerPoint)
  • Assist with the implementation of strategic initiatives impacting GBM Public Compliance
  • Assist in the development and ongoing maintenance of the technology platforms that support the CRA and regulatory change management programs.
  • Participate in compliance-led projects and represent team on firmwide and cross regional projects and working groups
  • Liaise with Compliance, Risk, Technology, Legal and other Federation areas
  • Develop reporting to showcase team deliverables
  • Deal with ad hoc requests and initiatives

Basic Qualifications:

  • Bachelor's degree required
  • Minimum of 4 years of relevant work experience
  • Related coursework and/or work experience preferred
  • Ability to learn quickly and work through complex issues
  • Understanding of Compliance related internal controls design, implementation and testing
  • Detail-oriented and able to produce quality work product, even when working under tight time frames
  • Exceptional judgment skills– ability to identify and effectively escalate potential issues
  • Attention to detail and strong follow-up skills
  • Excellent oral and written communication skills
  • Experience with data analytic applications such as Tableau/Alteryx
  • Strong Excel and PowerPoint skills
  • Strong analytical skills and problem-solving
  • Exceptional interpersonal skills – engaging, communicative, assertive, persuasive, courteous and the ability to work with people across all levels of seniority
  • Ability to work independently, but still be a strong team player
  • Ability to handle multiple tasks simultaneously and excel under pressure
  • Integrity, motivation and intellectual curiosity
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
© The Goldman Sachs Group, Inc., 2023. All rights reserved.


The expected base salary for this New York, New York, United States-based position is $85000-$140000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.