Ensuring governance for the APAC equities cash and derivatives trading desks
Working closely with APAC equities trading desk heads on business strategies and product development
Coordinate between the trading desks and enterprise control functions to ensure the businesses is run effectively and responsibly in adherence with policies and procedures, regulatory requirements and the risk framework.
Represent as delegate for the trading desk for governance routines, targeted assessments, internal audits, regulatory exams.
Manage regulatory change and remediation projects as when required.
Support management routines that effectively support business needs including but not limited to expenses approval, system access, trading books review, approved product list and remote booking.
Participate in any other ad-hoc projects related to APAC Equities and regional COO teams.
Requirements
Bachelor degree or above
Minimum 5 years analytics work experience in the financial industry, with good knowledge of the Equities business