המקום בו המומחים והחברות הטובות ביותר נפגשים
As a SA Risk Associate performing Control Execution and supporting Horizontal Services, you will work among a talented team of individuals who provide strategic support for Regulatory controls engaging with both domestic and offshore partners. You’ll have an opportunity to contribute to exciting work that will make a difference, driving sustainable solutions for process excellence and risk mitigation to deliver on our goal to keep 100% of Customer promises.
The ACT Team is responsible for executing controls on behalf of the organizations we support. This varies based on alignment, but as of June 2024, we support 15 L2s and 180+ controls. The team is supported by onshore and offshore resources that facilitate the day to day execution of the work. Insights are critical to the overall health of the process and must be gleaned constantly to drive a consistent loop of feedback/improvement.
Responsibilities:
Provides process controls for the department.
Identifies trends and produces reports on results each month.
Manages a team of associates.
Serves as a subject matter expert on projects and provides support for multiple audits
May manage audits for a large organization and the relationships between the auditors and the auditee.
Leads department in practices, policies and methodologies related to its processes
Manages day to day processes for multiple L2s, ensuring that the controls are appropriately documented and approved based on the current process.
Consistently Identify and implement process improvements within day to day operations
Report on mismatches and overall process help to create visibility into the fulfillment process (ACT)
Learn from mismatches to continually improve the quality of the report output
Back up for monitoring of all fulfillment validation reports
Maintain tracking process/performance monitoring for BAU
Maintain process documentation and implement review cycle
Basic Qualifications:
High School Diploma, GED or equivalent certification
At least 3 years of Project Management or Process Management experience
At least 2 years of Operations, Financial Services Compliance or Risk Management experience
At least 2 years of experience with Excel or Google Sheets and PowerPoint or Google Slides
Preferred Qualifications:
3+ years of Operations, Financial Services Compliance or Risk Management experience
3+ years of experience in management of multiple projects concurrently in an autonomous environment
3+ years of experience in risk methodologies and corporate risk practices
3+years of experience with Excel or Google Sheets and PowerPoint or Google Slides
This role ismeaning associates typically spend about half their time (2-3 days per week)are enterprise- wide
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
משרות נוספות שיכולות לעניין אותך