JPMorgan Compliance Risk Management Senior Officer 

United States, New York, New York 

814298808

As a Compliance Risk Management Senior Officer, you will assist the Compliance Lead in executing compliance program for the JPMorgan Private Bank Portfolio Management Group (PMG). PMG is responsible for the daily portfolio management and monitoring of discretionary and trust accounts within the JPMorgan Private Bank and U.S. Wealth Management. PMG handles the rebalancing and execution of global trading strategies within these accounts, managing risk while providing a consistent client experience.

Job Responsibilities

• Develop and implement reviews of trade implementation pre-trade controls

• Maintain policies, and provide advice, related to SEC and OCC fiduciary rules

• Review risks and controls related to new business initiatives

• Participate in governance and oversight as it relates to key fiduciary obligations, such as Best Execution and Fair Allocation

Required qualifications, capabilities, and skills

• Bachelor's degree required
• Prior work experience in banking or asset management

Preferred qualifications, capabilities, and skills

• JD preferred