Wells Fargo Brokerage Support Specialist 

United States, Pennsylvania, Philadelphia 

792994777

In this role, you will:

• Process deposits of client funds and/or securities
• Enter securities, payments, and orders into the system, prepare client receipts, and forward securities with any supporting documentation to the Home Office
• Ensure that financial transactions are completed in a timely fashion to reduce financial exposure to both the client and the firm
• Identify and prevent potential risk-related transactions
• Disseminate morning reports
• Maintain accurate records per Corporate and Securities regulations, while meeting daily deadlines for bank deposits and system cutoffs
• Identify opportunities for process improvement and risk control development in less complex functional areas
• Leverage interpretation of policies, procedures, and compliance requirements
• Collaborate and consult with peers, colleagues, and mid-level managers, as well as interact directly with external customers

Required Qualifications:

• 2+ years of Brokerage Support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Brokerage operations experience
• Financial services industry experience
• Experience in cashiering or wire operations
• Strong organizational, multi-tasking, and prioritizing skills
• Ability to work in a fast paced deadline driven environment
• Knowledge and understanding of brokerage: systems or applications
• Strong analytical skills with high attention to detail and accuracy
• Excellent verbal, written, and interpersonal communication skills

Job Expectations:

• Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process.

This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

This position is not eligible for Visa sponsorship.

100 N 18th St
PHILADELPHIA, PA 19103

16 Mar 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.