Job Responsibilities:
Run risk governance agendas and ensure adherence to legal entity governance frameworks (firmwide/cross LOB) for some of the firm’s legal entities including some Material Legal Entities. Develop proficiency in the rules of various local regulatory bodies and understand how they may affect a specific legal entity
- Provide support to the Regional/MLE CROs and various Legal Entity Risk Managers
- Provide support for risk governance meetings (including risk committees, forums and required materials for CROs for board meetings)
- Prepare meeting minutes, monitor attendance, organize the documents included in the meetings, and ensure that all related materials are properly stored in the team folders
- Participate and where appropriate lead projects which impact Legal Entity Risk in the Latin America / Canada team
- Learn the different underlying businesses affected by ongoing rulemakings.
- Challenge data providers as necessary to understand changes and explanations.
- As necessary, support the broader Latin America / Canada team in other areas including preparation of strategic plans, metrics, reporting, cross-business initiatives and process redesign
- In partnership with the Risk Control Office, prepare information for visits by local Regulators and assist in composing responses to requests for information.
- As necessary, both coordinate and implement solutions that meet new and changes to existing regulatory requirements
- As necessary, work with the reporting team and subject matter experts to implement changes and upgrades to the periodic risk reports.
- Become acquainted with the firm's risk management policies and procedures.
Qualifications
- Minimum 2-5 years of experience in financial services or related field (previous experience in Risk Management, Compliance, Internal/External Audit or other control function desired).
- Fluent in English and Portuguese; Spanish desired
- Communication skills and ability to interface with all seniority levels within the firm
- Organizational skills, Attention to detail, Project management abilities, Presentation skills
- Excel, Word & PowerPoint knowledge (Pitchpro)
- Self-starter and able to take tasks from start to finish with minimal supervision.
- Proactive mindset is a must; able to identify issues, escalate and propose solutions.
- Bachelors Degree