EY WAM-CRD Investment Compliance- Sr 

India, Karnataka, Bengaluru 

702273921

Job purpose:

• Compliance rule coding and testing experience in CRD platform with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives etc
• Guideline Interpretation, Rule Coding and Testing, Pre-Trade & Post-Trade and Compliance Monitoring, Investment Compliance
• Strong Database programming experience (SQL, TS/PL-SQL etc.) with at least one major Relational DBMS (Ex: Oracle, MS SQL, DB2 databases
• Good understanding of Asset classes such as Equities, Derivatives, Fixed Income and FX products
  

Your client responsibilities:

• Need to work as a team member in one or more CRD projects.
• Interface and communicate with the onsite coordinators
• Completion of assigned tasks on time and regular status reporting to the lead
• Regular status reporting to the Manager and onsite coordinators
• Interface with the customer representatives as and when needed
• Should be ready to travel to customers locations on need basis

Your people responsibilities

• Building a quality culture
• Manage the performance management for the direct reportees (if any), as per the organization policies
• Foster teamwork and lead by example
• Training and mentoring of project resources
• Participating in the organization-wide people initiatives

Preferred skills:

• Rule coding experience in platforms such as Aladdin, Charles River (CRD) Bloomberg AIM, Sentinel etc
• Rule testing and alerts monitoring experience would be added advantage

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.