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EY WAM-CRD Investment Compliance 
India, Karnataka, Bengaluru 
214131716

29.08.2024

Job purpose:

  • Compliance rule coding and testing experience in CRD platform with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives etc
  • Guideline Interpretation, Rule Coding and Testing, Pre-Trade & Post-Trade and Compliance Monitoring, Investment Compliance
  • Strong Database programming experience (SQL, TS/PL-SQL etc.) with at least one major Relational DBMS (Ex: Oracle, MS SQL, DB2 databases
  • Good understanding of Asset classes such as Equities, Derivatives, Fixed Income and FX products

Your client responsibilities:

  • Need to work as a team member in one or more CRD projects.
  • Interface and communicate with the onsite coordinators
  • Completion of assigned tasks on time and regular status reporting to the lead
  • Regular status reporting to the Manager and onsite coordinators
  • Interface with the customer representatives as and when needed
  • Should be ready to travel to customers locations on need basis

Your people responsibilities

  • Building a quality culture
  • Manage the performance management for the direct reportees (if any), as per the organization policies
  • Foster teamwork and lead by example
  • Training and mentoring of project resources
  • Participating in the organization-wide people initiatives

Preferred skills:

  • Rule coding experience in platforms such as Aladdin, Charles River (CRD) Bloomberg AIM, Sentinel etc
  • Rule testing and alerts monitoring experience would be added advantage



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