Capital One AML Compliance Advisory Manager 

United States, Texas, Plano 

676623797

AML Compliance Advisory Manager

-Providing input on business regulatory requirements-Developing and leading department training, as appropriate
-Providing compliance advice on complex projects
-Providing guidance on controls over regulatory requirements and line of business monitoring of those controls
-Performing money laundering risk assessment reviews
-Partnering with first line to ensure AML requirements are appropriate and adhered to

-Identify trends in data and proactively advise on identified external and internal risks
-Maintain subject matter expertise of applicable laws and regulations
-Engage in Audit, Regulatory, and other reviews of the AML program.
-Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
-Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations
-Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management
-Participate in reporting activities, such as: NULAW, NPMIG, and other reports used by Senior Leadership

-Bachelor’s Degree or Military experience
-At least 5 years of experience in compliance, or at least 5 years of experience with legal, or at least 5 years of experience with audit

-Master’s Degree
-5+ years of experience in compliance, or 5+ years of experience in legal, or 5+ years of experience with audit
-CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti Money Laundering Specialists) certification, or CIPP (Certified Information Privacy Professional) certification, or Series 7 certification, Series 24 certification, or 63 certification, or Series 65 certification

McLean, VA: $146,100 - $166,700 for Compliance Advisor Manager Plano, TX: $132,800 - $151,600 for Compliance Advisor Manager Richmond, VA: $132,800 - $151,600 for Compliance Advisor ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.