Capital One Compliance Advisor Manager - Treasury Management & Product 

United States, Virginia, Arlington 

676613773

Center 2 (19050), United States of America, McLean, Virginia Compliance Advisor Manager - Treasury Management & Product

Responsibilities include but are not limited to:

• Serving as a credible advisor and partner representing the Compliance organization to the businesses, Risk Offices, and other independent risk functions

• Developing and maintaining strong relationships with business leadership, Legal, Risk Office, and other stakeholders and coordinating with teams to accomplish shared objectives

• Advising on business regulatory requirements including banking regulations (e.g., Reg CC; Reg J) and state laws, maintaining subject matter expertise of applicable laws and regulations

• Anticipating, identifying, and escalating compliance risk scenarios early and proposing potential mitigating solutions

• Providing effective challenge and guidance on compliance risks and supporting the businesses through various interactions and forums including new initiatives

• Providing guidance and influencing adjustments to business policies, standards, and procedures to mitigate compliance risk

• Leading and reviewing compliance training, as appropriate

• Providing guidance on controls over regulatory requirements and line of business monitoring of those controls

• Assessing operational breakdowns for compliance risk and providing guidance on remediation/recovery plans

• Assessing and advising on changes in law and regulations

• Facilitating the engagement between businesses and horizontal Compliance partners in AML, Privacy, and Fair & Responsible Banking

• Reviewing customer complaints and providing guidance on remediation

• Advising and dispositioning findings identified by compliance testing

• Supporting manager on regulatory exams and/or internal audits, as necessary

• Maintaining expert understanding of compliance management program

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 3 years of experience in compliance, legal, or audit supporting commercial businesses

Preferred Qualifications:

• Master’s Degree or Juris Doctor

• 4+ years of experience in compliance, legal, or audit supporting Commercial Banking or Product organizations

• Familiarity with and the ability to develop a thorough working knowledge of banking laws and regulations such as Reg CC, Reg J, or state banking laws

• Ability to research, read and interpret regulations, and advise the business

• Ability to communicate, collaborate and manage relationships with internal and external stakeholders at various levels in a matrix organization

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.