Capital One Audit Manager Payments/Retail Bank Hybrid 

United States, New York, New York 

650081053

NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Manager, Payments/Retail Bank (Hybrid)

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the banking business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

• Ability to flex as necessary to support Audit work across the larger Audit department.

Responsibilities:

• Leads audits or significant components of audits covering the Payments, functions (e.g. ACH, wires, debit operations, real time payments and check processing) and other banking related businesses.

• Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.

• Designs and executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level. Understands the broader context and implications of the various risks affecting the business. Identifies and implements efficiencies in executing test work.

• Provide coaching, on-the-job training, and feedback to staff on audit engagements. ..

• Establishes and maintains good auditee relations. Effectively communicates audit process, scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.

• Assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues. Interprets business priorities, anticipates issues and obstacles, and applies to scope of role.

• Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities. Self-prioritizes and independently completes multiple tasks across the team and department. Demonstrates the ability to successfully meet deadlines

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 5 years of experience in auditing, at least 5 years of experience in accounting, at least 5 years of experience in risk management, or a combination

• At least 2 years of experience in leading audits and performing in the role of auditor-in-charge
  

Preferred Qualifications:

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Manager (CRM), Accredited Payment Risk Professional (APRP), or Accredited ACH Professional (AAP)

• 6+ years of experience in auditing or risk management of payments network operations or a combination

• 2+ years of experience in the Banking and/or Financial Services industry

• 2+ years of experience in the Payments industry or related functions, including payments network

• 2+ years of leadership/supervisory experience

• 1+ years of experience performing data analysis in support of internal auditing

• Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration

New York City (Hybrid On-Site): $147,800 - $168,700 for Audit ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.