Wells Fargo SFTR Senior Transaction Reporting Analyst - Fixed Term Contract 

United Kingdom, England, London 

637676123

In this role, you will:

• Monitor and when needed, perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations.
  Further enhance the control framework around transaction reporting processes.

• Be responsible for the maintenanceand enhancement of governance documents (eg. Process flows and procedures).

• Provide analytical support to regulatory change projects.

• Act as the link between business requirements and technology solutions.

• Co-ordinate testing support to regulatory change projects with local SMEs.

• Work with Traders and Salespeople to work through potential trade issues and violations.

• Work with Compliance and Legal team partners on rule interpretations for regulatory change.

• Deliver timely and accurate MI to Operations & Compliance management and issue management and write ups.

• Liaise with senior regional stakeholders through Senior Stakeholder meetings.

• Present in Senior Stakeholder meetings, Forums or Steer Co’s.

• Help drive and close out items on the TR BOW, own and steer issues until resolution.

• Perform Junior Leadership and Management responsibilities.

• (Note: In addition to these functions employees are required to carry out such other duties as may reasonably be required).Required Qualifications:

• Experience in Institutional Investment Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

• Experience in Institutional Investment Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

• The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering SFTR, and be able to demonstrate a working knowledge of both the regulation and reporting methodology.
  Knowledge of transaction reporting operations.

• Ability to understand and translate regulatory rule changes and map to requirements.

• Working product knowledge in SFTs, especially Repo’s.
  Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.

• Solid communication and organisational skills – to work with local and remote Operations, Technology and Compliance stakeholders.

• Proficient with Microsoft Excel (VBA preferred).

22 Aug 2024

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.