Capital One Audit Manager Commercial Bank Hybrid 

United States, New York, New York 

628904817

Audit Manager, Commercial Bank (Hybrid)

Responsibilities:

• Proactively monitor assigned audit universe for needed updates.

• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan as needed.

• Direct or lead large, complex business unit and project audits.

• Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risk.

• Design and sometimes execute internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.

• Understand the broader context and implications of risks affecting the business.

• Identify and implement efficiencies in executing test work.

• Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training, and coaching to audit staff.

• Establish and maintain good relationships with key business and audit partners.

• Effectively communicate audit process, scope, protocol, issues, risks and recommendations during kick-off, periodic status updates, and exit meetings. Appropriately tailor verbal and written communications based on audience.

• Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Interpret business priorities, anticipate issues and obstacles, and apply to scope of role.

• Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.

• Self-prioritize and independently complete multiple tasks across the team and department.

• Demonstrate the ability to successfully meet deadlines.

• Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.

• May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.

​Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or loan servicing.

• At least 2 years of experience in leading audit engagements or in project management

Preferred Qualifications:

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM)

• 6+ years of experience in auditing in commercial lending

• 1+ years of experience with data analytics tools in support of internal audit

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

McLean, VA: $146,100 - $166,700 for Audit Manager New York, NY: $159,400 - $181,900 for Audit Manager Plano, TX: $132,800 - $151,600 for Audit Manager Richmond, VA: $132,800 - $151,600 for Audit ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.