As an Associate within the Practices Audit team, you will support Internal Audit’s Regulatory Engagement and Exam Management Team, including executing BAU initiatives, exam related and ad hoc regulatory requests and responses. You will also assist in driving forward strategic technology-related initiatives influencing broader regulatory engagement activities, facilitate cross LOB information sharing, and enhance related MIS/reporting.
Job Responsibilities
- Provide support in the execution of the Audit department’s ongoing regulatory activities, special projects, and regulatory related queries
- Develop and maintain standard slides, templates and job aids to drive consistent and efficient execution of BAU activities
- Execute User Acceptance Testing of relevant Audit Tools supporting regulatory engagement processes
- Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management, as applicable
- Seek innovative ways to enhance the efficiency and effectiveness of Audit’s growing regulatory function, including the use of any supporting technology tools
Required qualifications, capabilities and skills
- 5+ years of experience in Internal Audit, a financial services organization, public accounting or consulting firm, regulatory agency or related industry
- Bachelor's degree required
- Excellent written and verbal communication and interpersonal skills required
- Strong Excel, Tableau and analytical skills; ability to articulate complex processes succinctly
- Strong organizational skills and attention to detail
- Build and maintain key relationships across the Audit department, establishing a culture of engagement and adding value to the department
- Ability to effectively work across the lines of defense and with various levels within the organization
Preferred qualifications, capabilities and skills
- Professional certification, such as CPA, CIA, CISA, CFE, or equivalent certification desired