Wells Fargo Lead Independent Testing Officer - Financial Crimes 

United States, North Carolina, Charlotte 

602125779

In this position, the individual will be responsible for leading end-to-end testing activities through all phases of the engagement. Responsibilities will include preparing the engagement plan, determining engagement scope, working with testers to complete design and performance testing execution, and interacting with business stakeholders. The Lead Independent Testing Officer will work with leadership to raise findings for vetting of factual accuracy and determining root cause and impact. This role is also responsible for drafting final reports and communicating results with Financial Crimes IT&V leadership.

In this role, you will:

• Lead complex initiatives executing moderate to high risk or complex review activities and engagements in a matrixed environment.

• Communicate emerging risks with broad impact and act as key participant in large scale planning for Independent Testing.

• Develop and design methodologies and standards for review activities across the enterprise in alignment with the risk management framework.

• Review and research complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework.

• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks and controls.

• Make decisions in complex situations requiring solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiatives.

• Collaborate and consult with Audit, Legal, external agencies, and regulatory bodies to resolve risk related topics.

• Lead project teams and mentor individuals.

Required Qualifications:

• 5+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications:

• Experience in BSA/ AML (industry and/ or consulting).

• Experience should span all pillars of an AML Program at large financial institutions.

• Experience in conducting testing activities (either first line testing, second line compliance testing or audit). Ideally this experience would be testing of BSA/ AML program.

• Proficiency should include planning engagements, conducting control design assessments, conducting data validation exercises, developing sampling strategies, developing test scripts, conducting performance/ operational effectiveness testing, assessing materiality of findings, communication with stakeholders and drafting of final reports targeting an executive level audience.

• Strong analytical skills with high attention to detail and accuracy.

• Excellent verbal, written, and interpersonal communication skills.

• Strong organization and prioritization skills.

• Prefer one or more of the following certifications:ACAMS, CFE, CRCM, CIA.

Job Expectations:

• This position is not eligible for Visa sponsorship.

• This position offers a hybrid work schedule.

• Willingness to work on-site at stated location on the job opening.

Posting Locations:

• 401 S Tryon Street – Charlotte, NC

• 800 S Jordan Creek Pkwy, West Des Moines, IA

• 1N Jefferson Avenue - St Louis, MO

Pay Range

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.