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Organization Overview:
Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to protect our clients, the firm and our reputation.
We work closely with our external global peers, partners and regulators, and play an integral part in leading an agenda at the forefront to optimize and streamline processes, and drive strategy across our industry.
In this role, you’re expected to:
The team sits near sales/trader on the trading floor
The team is based across Tokyo and Okinawa and has global exposure
Handle multiple BAU tasks at a time; ensure trades are booked correctly, ensure trade confirmations are sent timely, work with our clients and business acting as point of contact to resolve any queries in collaboration with regional / global and internal/ external stakeholders
Recommend solutions to resolve complex issues
Participate in the implementation of assigned projects, including new products, services and upgrades to platforms
Perform other duties as assigned by supervisor
As a successful candidate, you’d ideally have the following skills and exposure:
Bachelor’s/University degree
relevant experience in Equity Cash Sales Middle Office, or Equity Settlement Operations (preferred)
Demonstrated comprehension of Equity (preferred)
Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint
Strong, influential communicator who is articulate and concise, demonstrated success interacting with stakeholders in the business as well as the Operations, and Technologies
Energetic, flexible, collaborative, and proactive
Self-reliant, good problem solver, results oriented
Strong risk management and control mindset
Japanese: native or business level for both writing and speaking where client service can be provided
English: business level
JSDA Registered Representative (Class I) (preferred)
Time Type:
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