Capital One Manager Software Compliance Advisor 

United States, Virginia, Arlington 

587429392

Manager, Software Compliance Advisor

Responsibilities:

• Identify trends and proactively advise on identified external and internal regulatory risks

• Maintain subject matter expertise of applicable laws and regulations, both domestic and international

• Advise Capital One Software on application of Compliance requirements in scenarios such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and changes in law or regulation

• Assist in Software in the development, maintenance, and maturity of their Compliance Management Program, and maintain expert understanding of the Compliance Management Program elements

• Support line of business through expert advice and influencing adjustments to the processes, procedures, and controls

• Identifying areas where existing Capital One risk frameworks may not be working for Software, and championing changes at the enterprise level

• Educating the business on Compliance Management Program activities and serving as a change management champion to drive a culture of compliance

• Perform risk assessments as defined under the Enterprise Risk Management Policy (e.g. risk and control assessments, process assessment, and new product and initiative reviews)

• Help identify compliance testing opportunities for supported area(s)

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Contribute to management reports such as Monthly Business and Quarterly Compliance Reviews

Basic Qualifications:

• Bachelor’s Degree or Military experience

• At least 3 years of experience in compliance, risk management legal, audit or regulatory experience

Preferred Qualifications:

• Master’s Degree or Juris Doctor

• 6+ years of experience in compliance, legal, risk management, or process management experience

• Relevant professional certification, such as a Certified Regulatory Compliance Manager (CRCM)

• Experience supporting software areas, business to business commercialization, or familiarity with cloud computing concepts

• Experience with new and merging technology

• Experience with the corporate investment due diligence processes

McLean, VA: $146,100 - $166,700 for Compliance Advisor Manager Richmond, VA: $132,800 - $151,600 for Compliance Advisor ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.