Citi Group VP Compliance Program Execution Hybrid 

United States, New York 

579899942

Responsibilities:

• Participating in the design, development, delivery and maintenance of best-in-class Compliance risk programs, policies and practices for IRM such as regulations management, third party risk management, conflicts of interest management, conduct risk, and compliance risk reporting.
• Support the IRM end-to-end regulations management process through partnership with SMEs, IRM Control Leads team, and ICRM to enable timely regulation changes
• Perform regulation monitoring to identify, assess compliance with regulation, drive compliance risk reduction actions and escalating any instances of potential non-compliance.
• Assist with the oversight of the IRMs Tier 1 Regulations governance and control environment inclusive of any CARAM initiatives. Analyzing complex comparative data, and supporting the tracking and reporting of Compliance Risk programs for senior level stakeholders.
• Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.
• Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
• Overseeing the monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials.
• Interacting and partnering with other businesses and functions within Citi, as necessary.
• Keeping abreast of relevant regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
• Additional duties as assigned.
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6-10 years relevant work experience in Business Risk & Controls
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong written and verbal communication and interpersonal skills
• Ability to both work collaboratively and independently; ability to navigate a complex organization
• Advanced analytical skills
• Ability to both work independently and collaborate with team members on dynamic book of work
• Excellent project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint). Advanced Excel skills a plus.
• Demonstrated knowledge in area of focus

Education:

• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus

Anticipated Posting Close Date:

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