About Highbridge Capital Management
Highbridge Capital Management, LLC, founded in 1992, is a global alternative asset management firm. Over the years, it has developed a diversified investment platform that includes hedge funds, co-investment vehicles, and committed, closed-end vehicles designed for longer-term holding periods.
Job Responsibilities
- Monitor daily beneficial ownership levels and responsible for Section 13 and 16 filings
- IPO and Secondary offerings
- Conduct daily ERISA monitoring and security review
- Control and conduct the Wall Cross process with bankers
- Design and implement MNPI oversight and control
- Maintain the Restricted List (additions and timely removals)
- Interact with trading desk on emergent daily trading questions
- Stay current and advise on regulatory updates (SEC, NFA, DOL, etc.) impacting our business
- Oversee and review principal trading and the investor trade consent process
- Manage Expert Networks, including chaperoning calls when applicable
- Monitor data rooms for usage and MNPI control
Required qualifications, capabilities, and skills
- Experience: Minimum of 5 years of relevant hedge fund compliance experience
- Effective Communication Skills: Strong verbal and written communication skills are necessary to engage effectively with both internal and external stakeholders
- Meticulous Attention to Detail: A commitment to precision and adherence to disciplined processes is essential
- Collaborative and Adaptable Team Player: Must thrive in a dynamic, global team environment and embrace collaboration
- Motivated: Demonstrates a passion for regulatory best practices and a desire to learn about investment concepts
- Entrepreneurial Mindset: Should bring energy, intellectual curiosity, and a strong dedication to achieving results