This successful candidate will be responsible for:
Leveraging the firm’s CCOR Framework to identify, measure, monitor & test, manage, report and govern compliance, conduct and operational risk in the Corporate Functions.
Understand key processes and controls performed by Corporate Functions.
Perform independent assessment of compliance, conduct and operational risks through ongoing engagement with the Corporate Functions, monitoring (e.g. performing monitoring and testing reviews, ongoing reviews of KPI / KRI, and through periodic qualitative risk appetite determination and risk assessment)
Calibrate viewpoints and present findings to Corporate Functions management
Work closely with Corporate Functions to strengthen the compliance, conduct and operational risk environment of the firm using analytics and independent challenge.
Required Skills and Experience
Bachelor’s Degree
12+ years of experience in the financial services industry
Demonstrated success in delivering as part of a geographically dispersed team, while also capable of working independently with minimal supervision
Excellent written and verbal communication skills, including the ability to present concise findings in a persuasive manner to a senior audience.
Deadline driven, proven track record of delivering results with limited supervision and capable of learning in a changing environment.
High proficiency in Microsoft Office application suite.
Strong background in risk management/controls/audit
Keen attention to details, inquisitive, proactive with proven ability to identify issues, control weaknesses, risks and effective mitigation
Strong execution and project management skills with proven ability to manage multiple, time-sensitive initiatives concurrently and deliver results in a dynamic, fast-paced environment
Experienced, effective and comfortable in working with a broad range of stakeholders (including Legal, Compliance, Lines of Business; senior management) across multiple jurisdictions and amalgamating conflicting or diverse views into practical and optimal conclusions
Highly driven, initiated, results-oriented and persistent individual