Key Responsibilities:
- Conduct compliance risk assessments to identify potential risks and assist in developing mitigation strategies and capable of interpreting and integrating legal obligations into organizational processes and frameworks.
- Preferred experience in managing legal obligations and familiarity with ELA (Enterprise Legal Application) systems and provide control-related subject matter expertise for relevant projects driven inside and outside of the Control Management organization and manage data processes, ensuring data integrity and accuracy across projects.
- Support the management of project lifecycles, ensuring alignment with organizational goals and objectives.
- Support the team in developing the content and agenda for various control committees and forums
- Design, enhance, produce and maintain reporting processes for reoccurring deliverables on a regular basis and utilize Alteryx and Excel to analyze and visualize data, supporting informed decision-making and strategic planning.
- Gather and analyze qualitative and quantitative data to inform project and risk management decisions and coordinate status updates and liaise with stakeholders to ensure adherence to project timelines and deliverables.
- Develop communication materials for project updates and stakeholder engagement and draft project documentation, including business requirements, technical specifications, and internal communications.
- Partner with various departments to deliver a consistent and excellent stakeholder experience and contribute to continuous improvement initiatives to enhance project delivery and organizational performance.
Required Qualifications, Skills, and Capabilities:
- Bachelor’s degree or equivalent experience required
- 10+ years of experience in financial services industry with 5+ years of experience in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation
- Experience in compliance risk assessment and developing risk mitigation strategies.
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred
- Strong writing and communication skills to drive discussions and reach consensus.
- Ability to challenge the status quo and provide new perspectives for continuous improvement.
- Demonstrated skill in managing projects and problem-solving.
- Strong interpersonal skills with the ability to collaborate effectively across different business areas.
qualifications, skills and capabilities:
- Experience with other software packages is a plus (e.g., Tableau, Python etc)