As a Principal Risk Associate on the Commercial Real Estate Risk Advisory Team, this associate will support the Commercial Risk team in their day-to-day activities in helping to manage risk for the Commercial Real Estate LOB within the Commercial Bank. This associate will be responsible for working with business partners across the Commercial Bank to develop and implement risk management solutions for operational, compliance, regulatory, legal and other non-credit risks.
Responsibilities:
Risk Consulting to one or more business areas relative to their business lines and provide advice and guidance as required.
Deliver materials requested in audits and exams with various stakeholders across the lines of defense.
Develop and leverage key relationships with stakeholders that enable collaboration across the enterprise.
Identify and track events and issues to mitigate risk to Capital One.
Coordinate with applicable business areas to define/implement remediation activities.
Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented.
Support Lead Risk Advisors with ad-hoc deliverables and investigations.
Support risk assessments, associated remediations, and the build-out of controls.
Support process creation and risk mitigation activities related to Government Sponsored Enterprises (Fannie Mae / Freddie Mac) and HUD requirements.
Manage, implement and deliver on a subset of the program deliverables including drafting communications, writing and editing policies, procedures, business continuity plans, audit remediation responses, etc.
Create, edit and manage multiple facets of business unit risk reporting.
Execute processes and deliverables that support internal governance processes.
Basic Qualifications:
Bachelor's Degree or Military experience
At least 3 years of Financial Services or Risk Management experience
Preferred Qualifications:
At least 4 years of Risk Management experience
At least 3 years of Audit or Compliance experience
At least 3 years of experience supporting, partnering and interacting with internal business clients
Highly proficient in creating and maintaining information in Microsoft Office (PowerPoint, Excel, and Word) or Google Suite (Slides, Sheets, and Docs)
Commercial Bank experience
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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