Capital One Senior Associate Capital Markets Risk 

United States, Virginia, Arlington 

456519363

Center 1 (19052), United States of America, McLean, Virginia Senior Associate, Capital Markets and Risk

General Responsibilities:

• Support the Asset & Liability Management team/process as primary risk advisor, to include all associated risk management activities, analysis, effective challenge and advocacy

• Support the Qualified Financial Contracts (QFC) team/process as primary risk advisor

• Own and facilitate our adherence monitoring for Treasury's Mandatory Time Away program, coordinating with and providing updates to stakeholders and leadership

• Own and facilitate the Treasury New Initiative Program, coordinating monthly meetings/materials, obtaining non-objections from stakeholders, ensuring FRM has provided risk analysis where needed and generally tracking/monitoring progress

• Support FRM and for LAUNCH (new products review) initiative that have Treasury implications

• Own and facilitate our CFO Delegation of Authority and associated sub-delegations across Finance primarily, but also Commercial trading authorities and other related authorities that are maintained with different LOBs, but which overlap or impact Treasury Capital Markets

• Partner closely with 1st line business teams as well as 2nd line oversight (e.g. Enterprise Risk Management, Operational Risk Management, Liquidity, Market & Credit Risk Office and Corporate Compliance teams) in challenging

• Engage with 2nd line risk partners to ensure alignment on enterprise guidance, standards and policies

• Collaborate with partner teams on issues and events investigation, root cause analysis and suggested remediation actions for teams/programs supported and provide guidance in remediating process breakdowns through problem solving and connecting the dots to engage proper stakeholders

• Build and maintain strong relationships with and provide risk guidance to our Treasury Capital Markets business partner teams in Finance and other partner teams

• Communicate effectively with and provide sufficient awareness and transparency to Treasury and FRM leadership on initiatives and BAU workstreams

• Assist in evaluating new regulatory changes and their impact on payment processes, then facilitate the incorporation of those changes where appropriate (control, procedures, etc.)

• Develop and maintain documentation to include procedures and presentation materials

• Support the design and implementation of controls in order to adequately mitigate risks and/or address regulatory requirements

• Create and maintain formal process documents (e.g., procedures, diagrams/process flows, etc.)

• Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics

• Support and facilitate Process Level Risk Assessments across business partner teams

• Assist business partners in preparation for and facilitate the execution of internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and closure, and influence communication and interaction model with auditors and examiners

• Provide risk advisory support major projects and initiatives across various Treasury functions and horizontally across Finance

• Create and maintain formal process documents (e.g., procedures, diagrams/process flows, etc.)

• Support FRM horizontal partner teams in execution of recurring and ad hoc risk activities--process level risk assessments, payments control testing, etc.

Basic Qualifications:

• Bachelor's degree or Military experience

• At least 2 years experience in financial risk management, project management, regulatory compliance or combination

Preferred Qualifications:

• Master's Degree, CFA, CPA, FRM

• At least 3 years of experience in finance risk management or corporate treasury capital markets functions

• At least 3 years of experience in audit, compliance, risk management or project management, preferably in the finance field

• Experience with finance-related risk diagnostic analysis

• Experience with Google Suite, Tableau, Google Data Studio, Process flow chart software, Workiva, OpenPages

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.